Important information

This site uses cookies to store information on your computer. By continuing to use our site, you consent to Steel Media's privacy policy.

Steel Media websites use two types of cookie: (1) those that enable the site to function and perform as required; and (2) analytical cookies which anonymously track visitors only while using the site. If you are not happy with this use of these cookies please review our Privacy Policy to learn how they can be disabled. By disabling cookies some features of the site will not work.

Legal and Compliance LLC APP

Legal and Compliance LLC APP
Download on the AppStore Click here to request a review of this app

  • App Store Info


OTC Issuers, Reverse Merger Specialists and Securities Law Professionals now have a single source for current small-cap industry information.

Access cutting-edge industry news, commentary and the latest consensus regarding pending regulatory changes without arduous, time-consuming Internet searches. is the OTC Marketplace hub for everything OTC-Industry professionals need to know.

Time is money, so don’t waste either. Download our free app now and stay ahead of the pack while planning your next deal or performing due diligence on that next acquisition.

The securities, reverse merger, and corporate attorneys of Legal & Compliance, LLC bring the Over-The-Counter Market to you with relevant data relating to the OTCBB, OTCQB and OTCQX. Topics include; Forms 10, S-1, S-8 and S-4, compliance with the reporting requirements of the Securities Exchange Act of 1934, including Forms 10-Q, 10-K and 8-K, 14C Information Statements and 14A Proxy Statements, going public transactions, mergers and acquisitions including both reverse mergers and forward mergers, private placements, PIPE transactions, Regulation A offerings, and crowdfunding. There is also info on Merger Agreements, Share Exchange Agreements, Stock Purchase Agreements, Asset Purchase Agreements and Reorganization Agreements, and how to stay current with the requirements of federal and state securities laws and SROs such as FINRA and DTC for 15c2-11 applications, corporate name changes, reverse and forward splits and changes of domicile.

Remember, if you’re the last to know you’re the first to fall behind. Download our app now and be confident you are “in the know” in the OTC Marketplace.


Screenshot 1 of 3 Screenshot 2 of 3 Screenshot 3 of 3